-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxZEqBaVkGbEfSoFUl3+2WY9JNIqZ9ip8prHsMxVvSjmMly8ZQL3atF86QfLxVGS NoahyHsYxSCX4YGtCuYh7g== 0000909654-01-000235.txt : 20010214 0000909654-01-000235.hdr.sgml : 20010214 ACCESSION NUMBER: 0000909654-01-000235 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49965 FILM NUMBER: 1538169 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QUEENS COUNTY SAVINGS BANK EMPLOYEE STK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000941866 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 38-25 MAIN ST CITY: FLUSHING STATE: NY ZIP: 11354-5549 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 38-25 MAIN ST CITY: FLUSHING STATE: NY ZIP: 11354 SC 13G/A 1 0001.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 OMB APPROVAL - ---------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden Hours per response........14.90 - ---------------------------------- SCHEDULE 13G/A Under the Securities Exchange Act of 1934 ----------------------------------------- (Amendment No.9)* New York Community Bancorp, Inc. -------------------------------- (Name of Issuer) Common Stock par value $0.01 per share --------------------------------------- (Title of Class of Securities) 649445-10-3 ----------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall to all other provisions of the Act (however, see the Notes). SEC 1745 (3-98) Page 1 of 6 pages 2 - -------------------------- ------------------------ --------------------------- CUSIP NO. 649445-10-3 13G/A PAGE 2 OF 5 PAGES - -------------------------- ------------------------ --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON New York Community Bank Employee Stock Ownership Plan IRS ID No. 11-1212640 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /__/ (b) /__/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York chartered stock savings institution's employee stock benefit plan organized in New York. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,901,920 BENEFICIALLY OWNED BY ----- ------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING 2,529,868 PERSON WITH ----- ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 4,431,788 ----- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - ---- ------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,431,788 - ---- ------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---- ------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.98% of 29,580,124 shares of Common Stock outstanding as of December 31, 2000. - ---- ------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages 3 NEW YORK COMMUNITY BANK EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G/A Item 1 (a) Name of Issuer: New York Community Bancorp, Inc. Item 1 (b) Address of Issuer's Principal Executive Offices: 615 Merrick Avenue Westbury, New York 11590 Item 2 (a) Name of Person Filing: New York Community Bank Employee Stock Ownership Plan Trustee: Oppenheimer Trust Company 1345 Avenue of the Americas New York, New York 10105-4800 Item 2 (b) Address of Principal Business Offices or, if none, Residence: 615 Merrick Avenue Westbury, New York 11590 Item 2 (c) Citizenship: New York chartered stock savings institution's employee stock benefit plan organized in New York. Item 2 (d) Title of Class of Securities: Common Stock par value $0.01 per share Item 2 (e) CUSIP Number: 649445-10-3 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership: As of December 31, 2000, the reporting person beneficially owned 4,431,788 shares of the issuer. This number of shares represents 14.98% of the common stock, par value $.01, of the issuer, based upon 29,580,124 shares of such common stock outstanding as of December 31, 2000. As of December 31, 2000, the reporting person has sole power to vote or to direct the vote of 1,901,920 of the shares and shares voting power over 2,529,868 shares. The reporting person has the sole power to dispose or direct the disposition of 4,431,788 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class: N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7 Identification and classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Page 4 of 5 pages 5 Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 ----------------------------- (Date) /s/ Charles Platt ------------------------------------ (Signature) Charles Platt, Oppenheimer Trust Company, as Trustee -------------------------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----